In response to the effect of the COVID-19 crisis on the public equity markets, Nasdaq is extending the time it will give a listed company to regain compliance with Nasdaq’s listing standards if its closing bid price falls below $1.00 for 30 consecutive trading days. The rule change allows for

The SEC issued new guidance yesterday supplementing its previously-announced COVID-19 order that gives relief from Exchange Act filing deadlines (see our blog post about the COVID-19 order here).  The guidance details how the order applies to companies that omitted from their annual report on Form 10-K the information required

On January 24, 2019, Nasdaq issued FAQs addressing, among other things, new listings during the government shutdown.  Nasdaq noted that under the SEC’s December 2018 Operations Plan Under A Lapse in Appropriations and Government Shutdown the review and acceleration of the effectiveness of registration statements by issuers for securities offerings